Wednesday, March 10, 2010

Developing an Information Management Master Plan

Training Module for Electronic Community NGOs and other interested parties



Developing an Information Management Master Plan


A Primer for the Development of a Long Term Technology Plan

Index

What is an Information Master Plan?

Why should my organization have an Information Master Plan?

Plannaging – Planning and Managing Change with your Information Master Plan

Taking Inventory

Backplanning

Budgeting for Your Plan

Explanation & Example of the Template

View & Save A Blank Template

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What is an Information Master Plan?

An Information Master Plan is a carefully drafted, organic, plan for adding and utilizing technology related to information systems. Carefully crafted because it requires you to think through the process of adding or upgrading technology based upon the needs of your organization and its financial capability; Organic because it is an evolving, growing and changing document reflecting the above. In other words as your organization grows, shifts mission focus, sees changing financial support patterns, etc. your IMP should be revised to reflect these changes. Thus allowing you to monitor your success and shortcomings.

An IMP allows your organization to utilize technology as it was intended. Owning a computer or printers are not an end in and of themselves but , rather, they are a means for achieving the mission of the organization more efficiently and effectively. Otherwise your hardware is in danger of becoming little more than an expensive paperweight sitting on your desk – or the desk of a colleague or employee.

If the development of an IMP does not reflect the mission and goals of your organization – and,hopefully, an overall long term strategic plan that you have adopted – then it will do little to assist you in either budgeting or enhancing your mission.

The three most important questions to ask about an IMP are:

    1. Does it reflect the mission and goals of my organization?

    2. Does it reflect the mission and goals of my organization? And ,

    3. You guessed it - - Does it reflect the mission and goals of my organization?

In truth, there are indeed important questions to ask yourself about an IMP but none is more important than the question of whether it helps you reach the goals that you have set for your organization – no matter how humble or grand.

    Why should my organization have an Information Master Plan?

    Table of Contents


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Why should my organization have an Information Master Plan?

While engaged in the never ending struggle for funds to keep your organization alive sometimes seems as if it is the measure of your success and strength, the real strength of an organization comes not from financial capital but from its human capital . . . in other words, the people within your organization and those that you serve are the lifeblood of your organization and its reason for being.

Effective planning for information systems that enhance the ability of your organization’s staff to carry out their mission will add tremendously to your capacity to serve the people your organization was intended to serve. Unplanned, additions to your hardware or software or training capacity may contribute little to the effectiveness of the organization and its mission and may drain critical financial resources that could have been used for other mission specific activities.

This primer is intended to assist you in the development of an IMP by describing the considerations, the categories and the methodology of crafting a plan. However, it is largely dependent upon your vision as an organization. If you find that you are simply guessing about numbers of staff, computers, printers telephone lines etc, then you have probably not done long term strategic planning for your organization – or you are not utilizing the planning that you have done. Every organization should be “visioning their future” and attempting to determine where it will be in 5 years based upon its mission and the changing landscape. This does not necessarily mean that your organization will be bigger. Perhaps your mission does not require growth in terms of numbers of employees. It does, however, mean that you will be more effectively and efficiently fulfilling the tasks that you have set before yourself to accomplish.

Plannaging – Planning and Managing Change with your Information Master Plan

Table of Contents

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Plannaging – Planning and Managing Change with your Information Master Plan

There are many methodologies that have been developed for creating long term plans – whether they are general plans of technological ones. One of the simplest and most efficient methods for doing this is a method developed by Fred Jervis who is the spark behind an organization called the Center for Constructive Change, located in Durham NH, USA.  Their term for it is “Plannaging” an abbreviation for planning and managing change but very simply it can be viewed as “Backplanning”.

What is “Backplanning”?

Simply put Backplanning involves 3 simple steps:

    1.) Taking inventory of where you are now.

    2.) Envisioning where you would like to be in a specific period of time; and,

    3.) Planning backward to create a timeline for achieving your goals.

Be sure to create measurable goals and benchmarks, so that you have a means for determining whether you are sticking to your plan or diverging from it: For each aspect of your IMP create an inventory statement (or simply a number); a measureable statement about where you will be in 5 years. Then, fill in the space in between with measurable goal statements or numbers describing where you will be at each particular point in time.

    Taking Inventory

    Table of Contents

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Taking Inventory

Unlike an inventory that a grocer or shop owner would take, your inventory will require you to look at both technology resources, human resources and goals (preferably already outlined in a general long term strategic plan for your organization). It will require you to take stock of where you are, to envision where you hope to be and to construct a “roadmap” of how you will utilize technology for getting there.

When you have finished reading this and answered the questions, go to the IMP form and fill them in. Or download an excel spreadsheet template for easier updating and fill it in. If you use the HTML form, be sure to leave the form open in order to fill in all the information.

      Mission Driven Inventory

What is the overall mission of your organization? Okay, you’re getting tired of being told this. However, it is critical that you consistently keep this in mind as you inventory, envision and map your technologic future.

How many offices do you currently have? Are there too many, too few, or just the right number to serve your mission today?

How many phone lines do you have currently? Are they sufficient to meet your current needs?

Personnel Inventory

How many people are employed by your organization? Are they dispersed among various offices or all under the same roof? Is your staffing adequate to meet your current needs?

What are the technology skill levels of your employees today? Are they adequate? What changes need to be made to assure their adequacy - particularly in, light of where your IMP will take the organization?

Equipment Inventory

How many computers, printers, laptops, servers, etc., does your organization have currently? Are there enough to meet your current needs? (Don’t forget that if you don’t have employees who know how to use the computers they will not be of any use to you and the longer they sit idle the greater the chances become that they are less helpful in meeting your needs and more intimidating to your staff).

Are there other types of technological equipment that your organization might need to more successfully fulfill your mission? Ie: Scanners, binding equipment, sound or video editing equipment? How will you plan for adding these things?

What is Backplanning?

Table of Contents

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Backplanning  Utilizing the two ends of the spectrum that you have created, plan backwards for achieving the goals you have outlined, using measurable objectives in the form of a number or a statement. 

A measurable objective is exactly what it sounds like. An objective that you can measure, thus allowing you to determine at any point your progress in meeting the goals outlined in your masterplan.

What if you haven't met your objectives?

There are several possible reasons for an organizations failure to meet their measurable objectives.

    * Unrealistic Goals: Perhaps you hoped for too much. If this is the case you will want to make revisions to your master plan to make it more realistic. An Information Master Plan is only helpful to your organization if your goals and objectives are realistic. Overstating those goals will lead to frustration among your staff, and disappointment among your supporters. Review your Information Master Plan, in all areas and determine if you need to make revisions that reflect more reasonably your operating environment.
    * Organizational Crisis: Perhaps an unexpected problem within the organization created a more immediate crisis that required the expenditure of either human or monetary resources that diminished the capacity to reach your goals. Assess first whether this crisis is really unique or whether you just failed to anticipate at least one unexpected problem that would require immediate attention. How often does your organization experience these kinds of "urgent" problems and how does that effect your ability to focus attention on those things that are "important". If you are regularly trying to put out "fires" within your organization, this may be a sign that your planning process is flawed. It is critical that your organization does not lose sight of what is important to its mission because it is always facing a crisis that is urgent.

Understand that you are not obligated to the first number or statement that you put down. As you look at the plan on a line by line basis and on an overall basis, you may see inconsistencies. Go back and make adjustments to reflect a realistic point of view.

    Budgeting for Your Plan

Table of Contents

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Budgeting for Your Plan

Now that you have what you consider to be a well thought out roadmap to your technological and mission driven future, how does this plan impact your budget? Can you raise sufficient funds to match the challenges that you have set out for yourself? Are there ways of achieving similar results with less expenditure (for example – peer to peer training may be sufficient for some kinds of skill training. It is less expensive – but you must still plan for it and execute your plan).

Using the Excel Template you should fill in a budget estimate for each of the items that you list (each of your measurable objectives). At the bottom of your template you will note a budget total line where the running total for that year appears. This is the bottom line cost for your goals. If it is unrealistic in terms of your fundraising abilities then you must rethink your IMP or your strategies for fundraising - whichever seems a more likely avenue for success.

Rethinking the IMP requires of course that you substitute new (realistic) budget estimates next to each of your measurable objectives and determine whether you now have a budget that is within reach of your fundraising capacity.








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Sample IMP Matrix

              Today                           One Year                           Two Years                           Three Years                           Four Years                           5 Years             Measurable Outcome Statement                                          

Mission              

Offices             A separate plan should be created for each office with an overall plan for the full organization              

Personnel              
Total             2                           10             There will be ten employees              
Management             1                           2 employees will manage the enterprise              
Technical                           1                           1 technical person will administer the technology              
Mission Oriented             1                           4 people will focus on the mission of the organization              
Public Relations                           1 person will do publicity & media relations              
Development/Funding                           1 person will focus their energy on fundraising & development              
Maintenance                           1 person will maintain the facilities              
               
Hardware                           All mission critical staff will have a computer              
Desktop Computers             1                           3                           5                           6                           7                           9             All auxilliary staff will have access to a shared computer              
Laptop Computers             0                           1                           2              
Servers             0                           1                           1              
Telephones             1                           2                           3              
Cellular Phones             0                           1                           2              
Printers              

Software              
General Compatability              
Unified Platform              
Mission Specific              
Website              

Training              
Technical Training             Intro for 1 staff                           1 intermediate, 1 beginner             1advanced, 1 intermediate, 1 beginner              
Unified Software Training                           Inform Staff             Unified software training                           All staff will utilize a unified selection of software              
email Training             1 person trained                           Peer to peer training for all             Peer to peer training for all             Peer to peer training for all             Peer to peer training for all                           All staff will be trained to send and receive email (              
WWW Training             1 person trained                           Peer to peer training for all             Peer to peer training for all             Peer to peer training for all             Peer to peer training for all                           All core staff will be trained to browse & use the Web              
Mission specific software Tr             None Currently                           Acquire mission specific software              
                            Procure training for current employees             Peer to peer training for all mission staff             Peer to peer training for all mission staff             Peer to peer training for all mission staff                           Will have mission related software              
Infrastructure                           & proved training for all mission specific personnel              
Network             None                           Peer to peer network              
Printers             one              
email             None                           1 address & email                           Desktop email for mission critical, shared email for auxillary staff              
WWW Access             None                           1 Access Point                           10 Access Points             Desktop access to WWW for all Mission Critical, Shared for Auxilliary
Website                           Web address & email link             Informational Page                           FR, ENG, PTG                           Commerce Enhancing             Full Commerce             A website with an electronic storefront selling member products              
               
Data Management              
              No Data management             All staff able to manage individual             Create Server for Shared Files             All employees able to utilize network                           By year 5 all data management will be overseen by a Technical specialist
              desktops appropriately             & other documents. Institute Unified             to manage data effectively              
              Software Platform. Remove all other              
              unauthorized software              

User Management              

Backup Management              

Budget Costs              
                                                                                                                                                                                                                                                             



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Blank Information Master Plan Matrix

              Today             Budget             One Year             Y1 Budget             Two Years             Y2 Budget             Three Years             Y3 Budget             Four Years             Y4 Budget             5 Years             Y5 Budget             Measurable Outcome Statement

Mission              

Offices              

Personnel              
Total              
Management              
Technical              
Mission Oriented              
Public Relations              
Development/Funding              
Maintenance              
               
Hardware              
Desktop Computers              
Laptop Computers              
Servers              
Telephones              
Cellular Phones              
Printers              

Software              
General Compatability              
Unified Platform              
Mission Specific              
Website              

Training              
Technical Training              
Unified Software Training              
email Training              
WWW Training              
Mission specific software Tr              
               
Infrastructure              
Network              
Printers              
email              
WWW Access              
Website              
               
Data Management              

User Management              

Backup Management              

Budget Costs              
                                                                                                                                                                                       



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